At Vanderbilt, our number one priority is our advisor’s success. While each advisor’s definition of success will be different, we can all agree that flexibility, focus, service and diversity are critical elements. Vanderbilt remains steadfast in its commitment to supporting our advisors through their transition into the firm, and on an ongoing basis with the most robust, technology enabled and impactful platform we can provide. With easy access to management and back-office support paired with access to a robust technology suite, Vanderbilt advisor partnerships offer tremendous value and results.
To provide our advisors with the most up to date resources and tools, we have engaged with the following partners:
Vanderbilt’s Business Development Department supports the Firm’s initiatives and long-term vision, along with being an internal resource and solution provider for advisors, their practices, and their end clients.
On a daily basis, we strive to interact with advisors, custodians, and other strategic partners to provide best-in-class investment options, platform capabilities, and tools to maximize solutions and your experience.
Our investment and due diligence teams are constantly at work engaging with advisors to ensure that we are bringing the most effective and efficient investment solutions to clients.
Our platform is also designed with ease of use in mind, integrating AI and focusing on the continuous growth of our investment universe, including our sustainable and impact solution set.
Using Docupace’s intuitive and innovative processing system to submit business, compliance approval and subsequent turnaround is an extremely quick and easy process.
Our consultative compliance team is tasked with ensuring that each piece of business is handled with an individualized approach that meets our regulatory requirements and client needs and goals.
We provide training and education designed to keep our advisors operating on the cutting edge. With access to our robust technology suite, our advisors can participate in individual and team training on various topics, including:
Our experienced and hardworking team of professionals provide customized back-office support for each advisor, including assistance with day-to-day business processing, sales, and operational support.
Our team aids in speeding up processes that can be tedious, long, and bureaucratic at larger firms so that you can focus on what is really important — growing your business.
The Vanderbilt Concierge Assistant Program(VCAP), is designed to help you save time so you can focus on driving the success of your book.
The Vanderbilt Concierge Assistant Program empowers you to choose where to direct your time, whether it’s towards expanding your business, concentrating on investment management, or enhancing the client experience. Ultimately, this program returns the value of time to you at its essence.
Incorporating an entrepreneurial approach by utilizing a team of VFG-trained virtual assistants who can directly engage with your clients, managing administrative tasks, and collaborating closely with the back office on business processing, creates a mutually beneficial situation. We take care of the “busy work” while you concentrate on what matters most to you.
WHAT WE DO
• Complete and Submit Paperwork to Operations for All VFG Related Business
• Communication with Vendors on the Advisor’s Behalf
• Followup with the Operations Department
• Submissions for Compliance Review
• Reinforce Internal Announcements
• Account Maintenance
• Interactions with Client
• Maintain Redtail CRM
• Marketing Campaigns
WHAT WE DON’T DO
• Place Trades
• Make Investment Decisions
• Work-related to Outside Business Activities
• Attend Meetings on Behalf of the Financial Professional
• Answer emails/phone calls on behalf of the Financial Professional
• Manage Your Calendar/Set Appointments
Transitioning to a new firm is a big step. At Vanderbilt, we are laser-focused on ensuring the transitioning process is as frictionless as possible, with personalized support and a dedicated team to guide you through the transitioning of your client accounts.
Our goal is to have you return to servicing your clients as quickly as possible, and to support your vision for the future.
Transition support includes:
We welcome advisors and clients to come visit us, to speak with our team and to learn more about what makes Vanderbilt such a unique community.
Vanderbilt Financial Group is an investment firm disrupting traditional finance by focusing on socially and environmentally responsible, ethical, and impactful investments.
Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates. Securities offered through Vanderbilt Securities, LLC. Member FINRA, SIPC. Registered with MSRB. Clearing agent: Fidelity Clearing & Custody Solutions. Advisory Services offered through Vanderbilt Advisory Services & Consolidated Portfolio Review. Clearing agents: Fidelity Clearing & Custody Solutions and Charles Schwab. Insurance Services offered through Vanderbilt Insurance and other agencies. For additional information on services, disclosures, fees, and conflicts of interest, please visit Important Disclosures | Privacy Policy | SEC Rule 606 | Public BCP
VFG uses Ethos ESG Research, an industry leader in driving ESG and Climate transparency through objective measuring and modeling of ESG characteristics. Learn more at www.ethosesg.com. VFG and its affiliates support and promote Environmental, Social, and Corporate Governance (“ESG”), Socially Responsible Investing (“SRI”), and Impact Investing, but the Firm and its affiliates do not require or mandate that its financial professionals engage solely in related activities. Clients of the Firm and its affiliates are not required to adopt or invest in any specific security, strategy, or portfolio. We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.
This content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by third parties to provide information on a topic that may be of interest. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
